Security tokens trading platform is a trading facility that will provide its users with a possibility to trade with security tokens classified as financial instruments.

For these purposes, Tokenomica is in the process to obtain a Category 3 Investment Services license under Markets in Financial Instruments Directive (‘MiFID’) regime, which will be operated by a separate legal entity.

Under this license, entities are allowed to perform investment activities that are listed below:

• Execution and transmission of clients orders: this function will be performed when a client will place an order to acquire or sell security tokens.
• Dealing on own account: STTP may acquire security tokens directly from the issuers or its clients for its own account, as well as engage in margin trading.
• Portfolio management and investment advice: STTP may be engaged by the clients to manage the portfolios of security tokens, or provide analytics and market research for investment purposes.
• Underwriting of financial instruments and/or placing of financial instruments: this service can be requested by the projects that are issuing their security tokens with the use of Tokenomica’s Security Tokens Issue Platform, described on the previous slides.
• The following Ancillary Services should be covered:
• Safekeeping and administration of financial instruments, including custodianship and related services: in order to facilitate its main activities, STTP may have to safekeep and keep custody of assets of its clients.
• Granting credit to one or more financial instruments, where the firm granting the credit is involved in the transaction.
• Foreign exchange services where these are connected to the provision of investment services.
• Investment research and financial analysis or other forms.

This license shall also allow to make use of a “Single Passport” regime enabling provision of Investment Services across all EU and solicit clients throughout the EU.

Security Tokens Issuance Platform (STIP) is a platform that allows users to issue a security token, manage your STO campaign and post-STO activities without any programming skills. The service is owned and controlled by Tokenomica Malta Ltd, company organized under the laws of Malta, with registered office at Office 2, Suite 2, the Penthouse, Capital Business Center, Entrance C, Triq Taz-Zwejt, San Gwann SGN3000, Malta. These services don’t require a license under the Maltese regulation.